Paul Edward Mark Docherty

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • [FCA CF] Client dealing (9 Dec 2019 to 19 May 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 May 2023)
    • CF30 Customer (3 Nov 2015 to 8 Dec 2019)
  • Aon Investments Limited (no longer approved here)

    FRN 459481

    • CF3 Chief Executive (28 Jul 2014 to 13 Apr 2015)
    • CF1 Director (9 Jul 2014 to 13 Apr 2015)
    • CF30 Customer (8 Mar 2012 to 13 Apr 2015)
    • CF29 Significant management (13 Feb 2012 to 18 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.