Aon Investments Limited

• Principal Place of Business

  The Aon Centre

  122 Leadenhall Street

  The Leadenhall Building

  London

  EC3V 4AN

  UNITED KINGDOM

  Phone

  +4402070868000

  Web

  https://www.aon.com

• Complaints Contact

  The Aon Centre

  122 Leadenhall Street

  The Leadenhall Building

  London

  EC3V 4AN

  UNITED KINGDOM

  Phone

  +442070860195

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas John Brinton

  IRN NJB01220

  • [FCA CF] Client dealing (since 1 Sep 2022)
  • CF30 Customer (2 Feb 2018 to 8 Dec 2019)
• Nicholas John Hardman

  IRN NJH01196

  • CF1 Director (30 Dec 2008 to 22 Mar 2011)
  • CF28 Systems and controls (19 Dec 2007 to 28 Nov 2008)
• Oisín Ó’Gógáin

  IRN OXG00071

  • [FCA CF] Material risk taker (since 9 Aug 2024)
  • SMF18 Other Overall Responsibility (since 2 Aug 2024)
• Oliver Alexander Gin

  IRN OAG01011

  • CF30 Customer (5 Feb 2015 to 21 Jun 2019)
• Oliver Alexander Hamilton

  IRN OAH01008

  • [FCA CF] Client dealing (since 1 Sep 2022)
• Oliver Jay Smith

  IRN OJS01027

  • [FCA CF] Client dealing (1 Jul 2020 to 24 Mar 2022)
  • [FCA CF] Manager of certification employee (1 Jul 2020 to 24 Mar 2022)
  • [FCA CF] Material risk taker (1 Jul 2020 to 24 Mar 2022)
  • CF30 Customer (12 Jul 2013 to 8 Dec 2019)
• Oliver Robert Carlton Parry

  IRN OXP59934

  • [FCA CF] Client dealing (since 1 Sep 2022)
• Oliver William Sample

  IRN OWS01006

  • [FCA CF] Client dealing (since 1 Sep 2022)
• Patricia Ann Crawford

  IRN PXC00060

  • [FCA CF] Significant management (1 Sep 2022 to 31 May 2023)
• Patrick McKenna

  IRN PXM10721

  • CF30 Customer (30 Jan 2019 to 29 Nov 2019)

No changes recorded yet.