Oliver Alexander Gin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SEI Investments (Europe) Ltd
FRN 191713
- [FCA CF] Client dealing (since 5 Feb 2025)
Schroders IS Limited (no longer approved here)
FRN 195028
- [FCA CF] Manager of certification employee (28 Jun 2023 to 12 Jul 2024)
- [FCA CF] Client dealing (17 Jan 2023 to 12 Jul 2024)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- [FCA CF] Client dealing (8 Sep 2020 to 12 Jul 2024)
- [FCA CF] Manager of certification employee (8 Sep 2020 to 28 Jun 2023)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- [FCA CF] Manager of certification employee (8 Sep 2020 to 28 Jun 2023)
- [FCA CF] Client dealing (8 Sep 2020 to 12 Jul 2024)
Aon Investments Limited (no longer approved here)
FRN 459481
- CF30 Customer (5 Feb 2015 to 21 Jun 2019)
Towers Watson Limited (no longer approved here)
FRN 432886
- CF30 Customer (17 Feb 2009 to 30 Oct 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.