Date authorised
1 April 2013
Companies House
OC361085
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    23 Savile Row, 1st Floor
    London
    W1S 2ET
    UNITED KINGDOM
    Phone
    +4402077585300
  • Complaints Contact

    301 Commerce Street
    Suite 3300
    Fort Worth
    Tarrant
    Texas
    76102
    UNITED STATES OF AMERICA
    Phone
    +18178714824

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Manages Your Portfolio

    For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian Charles Shearer

    IRN BXS00471

    • [FCA CF] Significant management (since 24 Jan 2024)
    • [FCA CF] Manager of certification employee (since 24 Jan 2024)
    • [FCA CF] Client dealing (since 24 Jan 2024)
  • Brian Woo

    IRN BXW00315

    • [FCA CF] Manager of certification employee (since 25 Sep 2025)
    • [FCA CF] Significant management (since 25 Sep 2025)
    • [FCA CF] Client dealing (since 29 Mar 2024)
  • Caspar Naylor

    IRN CXN00161

    • [FCA CF] Client dealing (since 12 Jul 2021)
  • Celeste Bauby

    IRN CXB00367

    • [FCA CF] Material risk taker (18 Jan 2021 to 19 Jan 2021)
  • Damien Loveday

    IRN DXL01344

    • [FCA CF] Client dealing (10 Dec 2019 to 20 Feb 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Feb 2023)
    • CF30 Customer (6 Oct 2016 to 8 Dec 2019)
  • Daniel Robert Dudley Pound

    IRN DRP01077

    • [FCA CF] Client dealing (since 24 Jul 2025)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 7 Apr 2025)
    • CF3 Chief Executive (21 Oct 2015 to 8 Dec 2019)
    • CF4 Partner (20 Feb 2012 to 8 Dec 2019)
    • CF30 Customer (3 Jan 2012 to 8 Dec 2019)
  • David Warren Kamin

    IRN DWK01025

    • SMF27 Partner (9 Dec 2019 to 7 Apr 2020)
    • CF4 Partner (8 Nov 2019 to 8 Dec 2019)
  • Dawid Lukaszuk

    IRN DXL00238

    • [FCA CF] Client dealing (4 Apr 2022 to 4 Oct 2024)
  • Donatila Smajli

    IRN DXS00741

    • [FCA CF] Client dealing (14 Feb 2022 to 17 Dec 2024)
  • Frank Emil Stadelmaier

    IRN FXS20745

    • SMF27 Partner (since 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.