Angelo, Gordon Europe LLP

• Principal Place of Business

  23 Savile Row, 1st Floor

  London

  W1S 2ET

  UNITED KINGDOM

  Phone

  +4402077585300

  Web

  https://www.angelogordon.com

• Complaints Contact

  301 Commerce Street

  Suite 3300

  Fort Worth

  Tarrant

  Texas

  76102

  UNITED STATES OF AMERICA

  Phone

  +18178714824

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Manages Your Portfolio

  For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gabrielle Genevieve Andrea Robinet

  IRN GXR00149

  • [FCA CF] Client dealing (since 29 Mar 2024)
• Jacopo Burgio

  IRN JXB00652

  • [FCA CF] Client dealing (since 10 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
• Jaime Ortega Olazabal

  IRN JXO00261

  • [FCA CF] Client dealing (13 Mar 2023 to 17 Dec 2024)
• Jan-Hinnerk Richter

  IRN JXR01285

  • SMF27 Partner (9 Dec 2019 to 3 Oct 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 Sep 2024)
  • CF4 Partner (8 Nov 2019 to 8 Dec 2019)
  • CF30 Customer (13 Jun 2014 to 8 Dec 2019)
• Jeffrey Friedenberg

  IRN JXF01757

  • SMF16 Compliance Oversight (9 Dec 2019 to 27 Sep 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Sep 2021)
  • SMF27 Partner (9 Dec 2019 to 27 Sep 2021)
  • CF4 Partner (30 Oct 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 Nov 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (4 Nov 2014 to 8 Dec 2019)
• John Parsons

  IRN JXP00714

  • [FCA CF] Client dealing (since 18 Feb 2026)
  • [FCA CF] Client dealing (1 May 2022 to 17 Dec 2024)
• Jonathan Cheng

  IRN JXC01027

  • [FCA CF] Client dealing (2 Aug 2021 to 10 Oct 2023)
• Jonathan Graham Read

  IRN JGR01051

  • CF30 Customer (20 Jun 2014 to 31 Dec 2016)
• Julia Vaczy

  IRN JXV00140

  • [FCA CF] Client dealing (1 May 2022 to 17 Dec 2024)
• Julien Farre

  IRN JDF01053

  • [FCA CF] Client dealing (10 Dec 2019 to 3 Oct 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)

No changes recorded yet.