Andrew Kent & Partners Limited

Date authorised
1 April 2013
Companies House
01367478
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    23 Balham High Road
    London
    SW12 9AL
    UNITED KINGDOM
    Phone
    +4402086735691

  • Complaints Contact

    23 Balham High Road
    London
    SW12 9AL
    UNITED KINGDOM
    Phone
    +4402086735691

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and mortgage advice
    • · This permission is limited to debt counselling with no debt management activity

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ashley Martin October

    IRN AMO01017

    • CF24 Pension Transfer Specialist (21 Nov 2003 to 1 Oct 2005)
    • CF1 Director (1 Oct 2003 to 7 Jul 2005)
    • CF21 Investment Adviser (1 Oct 2003 to 7 Jul 2005)
  • Hetal Rakesh Patel

    IRN HRP01014

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2020)
    • [FCA CF] Client dealing (since 19 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (9 Jun 2009 to 8 Dec 2019)
    • Responsible for Insurance Mediation (9 Jun 2009 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (9 Jun 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (12 Jul 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (9 May 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Mar 2004 to 9 May 2005)
  • Jayantilal Bhailalbhai Patel

    IRN JBP00003

    • CF30 Customer (1 Nov 2007 to 30 Nov 2012)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Nov 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 20 May 2009)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 20 May 2009)
    • CF10 Compliance Oversight (1 Dec 2001 to 20 May 2009)
    • CF1 Director (1 Dec 2001 to 3 Jun 2019)
  • Sally Louise Millen

    IRN SLM01134

    • CF1 Director (AR) (15 Sep 2016 to 30 Sep 2019)
  • Stuart Knight

    IRN SCK00004

    • CF24 Pension Transfer Specialist (3 Oct 2005 to 10 Dec 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.