Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Chantler Kent Investments
FRN 158927
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (25 Apr 2012 to 8 Dec 2019)
-
- CF24 Pension Transfer Specialist (21 Nov 2003 to 1 Oct 2005)
- CF21 Investment Adviser (1 Oct 2003 to 7 Jul 2005)
- CF1 Director (1 Oct 2003 to 7 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.