Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (25 Apr 2012 to 8 Dec 2019)
  • Andrew Kent & Partners Limited (no longer approved here)

    FRN 121743

    • CF24 Pension Transfer Specialist (21 Nov 2003 to 1 Oct 2005)
    • CF21 Investment Adviser (1 Oct 2003 to 7 Jul 2005)
    • CF1 Director (1 Oct 2003 to 7 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.