Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 24 Dec 2025)
    • SMF16 Compliance Oversight (since 24 Dec 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Dec 2025)
    • Responsible for Insurance Distribution (since 24 Dec 2025)
    • SMF3 Executive Director (since 15 Jun 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jun 2020)
    • Responsibility for MCD Intermediation (since 15 Jun 2020)
    • Responsible for Insurance Distribution (since 15 Jun 2020)
    • SMF16 Compliance Oversight (since 15 Jun 2020)
    • CF1 Director (AR) (29 Jan 2021 to 10 Apr 2024)
  • Core Wealth Management Ltd (no longer approved here)

    FRN 942283

    • Employed By (29 Jan 2021 to 10 Apr 2024)
  • Andrew Kent & Partners Limited (no longer approved here)

    FRN 121743

    • CF1 Director (AR) (15 Sep 2016 to 30 Sep 2019)
  • Chantler Kent Investments (no longer approved here)

    FRN 158927

    • CF4 Partner (AR) (13 Feb 2012 to 18 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

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