Amundi (UK) Limited

• Principal Place of Business

  Amundi UK Ltd

  77 Coleman Street

  London

  City Of London

  EC2R 5BJ

  UNITED KINGDOM

  Phone

  +442070749300

  Web

  https://www.amundi.co.uk

• Complaints Contact

  Amundi UK Ltd

  77 Coleman Street

  London

  City Of London

  EC2R 5BJ

  UNITED KINGDOM

  Phone

  +442070749300

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · This firm may only carry out Exchange Traded Funds in regard to its retail clients.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Joseph Sullivan-Bissett

  IRN JXS01806

  • [FCA CF] Client dealing (22 Sep 2023 to 15 May 2024)
• Julian Constable Maxwell

  IRN JXM01794

  • [FCA CF] Client dealing (since 12 Jan 2024)
• Ka Tai Kwok

  IRN KTK01009

  • CF30 Customer (1 Oct 2019 to 29 Nov 2019)
• Kambiz Pouyamajd

  IRN KXP01097

  • [FCA CF] Client dealing (16 Jan 2024 to 25 Apr 2024)
• Kathryn Jane Miller

  IRN KJM01070

  • CF27 Investment Management (1 Dec 2001 to 28 Feb 2003)
• Kevin Michael Hughes

  IRN KMH01035

  • CF30 Customer (1 Nov 2007 to 18 May 2009)
  • CF27 Investment Management (1 Dec 2001 to 8 Oct 2004)
• Kieran Gerard Maloney

  IRN KGM01018

  • CF28 Systems and controls (1 Nov 2007 to 13 Jul 2009)
  • CF13 Finance (14 Dec 2006 to 31 Oct 2007)
• Kirstie Michele Herrigan

  IRN KMF01036

  • CF29 Significant management (29 Jul 2008 to 28 Sep 2011)
• Kuldip Takhar

  IRN KXT00312

  • [FCA CF] Material risk taker (since 20 Jun 2024)
  • [FCA CF] Manager of certification employee (since 20 Jun 2024)
  • [FCA CF] Client dealing (since 20 Jun 2024)
• LAURENT Guillet

  IRN LFG00008

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Feb 2021)
  • SMF1 Chief Executive (9 Dec 2019 to 10 Feb 2021)
  • SMF3 Executive Director (9 Dec 2019 to 10 Feb 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Feb 2021)
  • CF3 Chief Executive (11 Feb 2019 to 8 Dec 2019)
  • CF1 Director (10 Sep 2013 to 8 Dec 2019)

No changes recorded yet.