Amundi (UK) Limited

• Principal Place of Business

  Amundi UK Ltd

  77 Coleman Street

  London

  City Of London

  EC2R 5BJ

  UNITED KINGDOM

  Phone

  +442070749300

  Web

  https://www.amundi.co.uk

• Complaints Contact

  Amundi UK Ltd

  77 Coleman Street

  London

  City Of London

  EC2R 5BJ

  UNITED KINGDOM

  Phone

  +442070749300

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · This firm may only carry out Exchange Traded Funds in regard to its retail clients.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Lance Martin Walker

  IRN LXW07308

  • CF28 Systems and controls (29 Nov 2018 to 16 Sep 2019)
• Lara Campbell

  IRN LXC00143

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Aug 2022)
• Laurent Crosnier

  IRN LXC01489

  • SMF18 Other Overall Responsibility (11 Feb 2020 to 1 Sep 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Sep 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2022)
  • CF3 Chief Executive (14 Oct 2011 to 28 Jan 2019)
  • CF30 Customer (29 Sep 2011 to 8 Dec 2019)
  • CF1 Director (22 Jul 2011 to 12 Nov 2019)
• Laurent Verly

  IRN LXV00068

  • SMF24 Chief Operations (since 24 Jan 2024)
• Leandro Galli

  IRN LYG01000

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Jan 2023)
  • CF30 Customer (1 Oct 2019 to 8 Dec 2019)
• Leon Christopher Douch

  IRN LCD01041

  • CF30 Customer (15 Mar 2012 to 16 Nov 2016)
  • CF1 Director (15 Mar 2012 to 2 Sep 2013)
• Lidiia Kutsyna

  IRN LXK00116

  • [FCA CF] Client dealing (8 Feb 2022 to 31 May 2025)
• Lionel Pigeon

  IRN LDP01030

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Oct 2019 to 8 Dec 2019)
• Loic Henri Joseph Cadiou

  IRN CXL01192

  • CF27 Investment Management (8 Oct 2002 to 29 Nov 2002)
• Louis Caillot

  IRN LAC01113

  • [FCA CF] Client dealing (9 Dec 2019 to 25 Jun 2021)
  • CF30 Customer (1 Oct 2019 to 8 Dec 2019)

No changes recorded yet.