Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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W1M Wealth Management Limited
FRN 120776
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (23 Mar 2020 to 17 Dec 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 16 Mar 2026)
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W1M Asset Management Limited
FRN 143286
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (23 Mar 2020 to 17 Dec 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 16 Mar 2026)
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- CF30 Customer (19 Sep 2011 to 25 Jul 2017)
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- CF27 Investment Management (1 Dec 2001 to 28 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.