Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (23 Mar 2020 to 17 Dec 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Mar 2026)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (23 Mar 2020 to 17 Dec 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Mar 2026)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • CF30 Customer (19 Sep 2011 to 25 Jul 2017)
  • Amundi (UK) Limited (no longer approved here)

    FRN 114503

    • CF27 Investment Management (1 Dec 2001 to 28 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.