Amundi (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Amundi UK Ltd77 Coleman StreetLondonCity Of LondonEC2R 5BJUNITED KINGDOM- Phone
- +442070749300
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Complaints Contact
Amundi UK Ltd77 Coleman StreetLondonCity Of LondonEC2R 5BJUNITED KINGDOM- Phone
- +442070749300
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 3 limitations Hide limitations
- · This firm may only carry out Exchange Traded Funds in regard to its retail clients.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Ida TROUSSIEUX
IRN IMT01037
- [FCA CF] Client dealing (since 1 Jul 2022)
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Ilhan Hatinoglu
IRN IXH00186
- [FCA CF] Client dealing (since 18 Oct 2024)
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Jack Robert Waters
IRN JRW01228
- CF30 Customer (16 Jun 2015 to 31 Dec 2018)
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Jacqueline James
IRN JXJ01090
- CF27 Investment Management (16 Jun 2003 to 10 Nov 2005)
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Jacques Keller
IRN JXK01297
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Oct 2019 to 8 Dec 2019)
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Jane Louise Chate
IRN JLC01049
- CF27 Investment Management (1 Dec 2001 to 12 Apr 2007)
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Jaskryan Gill
IRN JXG00967
- [FCA CF] Client dealing (since 7 Oct 2025)
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Jatinder Goel
IRN JXG01937
- [FCA CF] Client dealing (since 16 Mar 2023)
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Jean-Charles Delcroix
IRN JXD02353
- SMF4 Chief Risk (18 Jun 2020 to 23 Oct 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Dec 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Dec 2021)
- CF11 Money Laundering Reporting (28 Mar 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Oct 2015 to 8 Dec 2019)
- CF1 Director (1 Oct 2015 to 12 Nov 2019)
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Jean-Noel Yves Alba
IRN JYA01003
- CF1 Director (1 Sep 2005 to 21 Apr 2010)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.