Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF4 Chief Risk (18 Jun 2020 to 23 Oct 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Dec 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Dec 2021)
- CF11 Money Laundering Reporting (28 Mar 2017 to 8 Dec 2019)
- CF1 Director (1 Oct 2015 to 12 Nov 2019)
- CF10 Compliance Oversight (1 Oct 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.