Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Amundi (UK) Limited (no longer approved here)

    FRN 114503

    • SMF4 Chief Risk (18 Jun 2020 to 23 Oct 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Dec 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Dec 2021)
    • CF11 Money Laundering Reporting (28 Mar 2017 to 8 Dec 2019)
    • CF1 Director (1 Oct 2015 to 12 Nov 2019)
    • CF10 Compliance Oversight (1 Oct 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.