Date authorised
1 April 2013
Companies House
01229676
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Exchequer Court
    33 St. Mary Axe
    London
    City Of London
    EC3A 8AA
    UNITED KINGDOM
    Phone
    +443332070290
  • Complaints Contact

    Exchequer Court
    33 St. Mary Axe
    London
    City Of London
    EC3A 8AA
    UNITED KINGDOM
    Phone
    +443332070290

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness, Suretyship

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Thomas Marino

    IRN RTM01050

    • [FCA CF] Significant management (10 Dec 2018 to 6 Nov 2020)
    • CF10 Compliance Oversight (10 Apr 2018 to 9 Dec 2018)
  • Robert Irvin Stansbury

    IRN RIS01016

    • SMF10 Chair of the Risk Committee (12 May 2021 to 20 Jul 2021)
    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 6 Apr 2022)
    • SMF9 Chair of the Governing Body (10 Dec 2018 to 6 Apr 2022)
    • CF1 Director (20 Mar 2018 to 9 Dec 2018)
    • SIMF12 Chair of the Remuneration Committee (20 Mar 2018 to 9 Dec 2018)
    • SIMF9 Chairman (20 Mar 2018 to 9 Dec 2018)
  • Robert James Moorehead-Lane

    IRN RXM02300

    • SMF4 Chief Risk (6 Jun 2025 to 6 Feb 2026)
  • Robert James Sadler

    IRN RXS34607

    • [PRA CF] Significant risk taker or Material risk taker (since 11 Nov 2019)
  • Roberta Brunelli

    IRN RXB24369

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 30 Oct 2020)
  • Robin Webster

    IRN RWW01081

    • SMF4 Chief Risk (10 Dec 2018 to 30 Sep 2019)
    • CF1 Director (5 Feb 2018 to 9 Dec 2018)
    • SIMF4 Chief Risk Function (16 Jun 2017 to 9 Dec 2018)
  • Russell John Newell

    IRN RJN01064

    • CF29 Significant management (1 Jun 2014 to 9 Dec 2018)
  • Saugata Basu

    IRN SXB02671

    • [PRA CF] Significant risk taker or Material risk taker (since 6 Apr 2021)
  • Sayid Saqib Hussein

    IRN SXS00751

    • [FCA CF] Significant management (16 Aug 2021 to 16 May 2022)
  • Scot Alan Garner

    IRN SAG01135

    • SMF2 Chief Finance (15 Jul 2019 to 2 Mar 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.