Date authorised
1 April 2013
Companies House
01229676
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Exchequer Court
    33 St. Mary Axe
    London
    City Of London
    EC3A 8AA
    UNITED KINGDOM
    Phone
    +443332070290
  • Complaints Contact

    Exchequer Court
    33 St. Mary Axe
    London
    City Of London
    EC3A 8AA
    UNITED KINGDOM
    Phone
    +443332070290

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness, Suretyship

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sean Choi

    IRN SXC00788

    • [PRA CF] Significant risk taker or Material risk taker (since 1 May 2022)
  • Simon Christian Warr

    IRN SCW01133

    • [PRA CF] Significant risk taker or Material risk taker (since 10 Dec 2018)
  • Sonia Roberta Sordini

    IRN SXS05443

    • [FCA CF] Significant management (since 18 Nov 2024)
  • Stephen Ranzetta

    IRN SXR00179

    • [PRA CF] Significant risk taker or Material risk taker (17 Nov 2020 to 31 May 2022)
  • Steven George Moore

    IRN SXM34609

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2020)
  • Steven Robert Walden

    IRN SXW00925

    • SMF23 Chief Underwriting Officer (since 20 Mar 2026)
    • [FCA CF] Significant management (2 Sep 2024 to 19 Mar 2026)
  • Steven William Beesley

    IRN SXB00004

    • [FCA CF] Significant management (since 20 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (23 Mar 2020 to 31 Dec 2021)
  • Stuart Hywel Jones

    IRN SXJ34605

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 6 Nov 2020)
  • Sukhraj Singh Takhar

    IRN SST01025

    • CF1 Director (8 Jun 2016 to 9 Oct 2017)
    • CF10 Compliance Oversight (8 Jun 2016 to 11 Apr 2017)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 11 Apr 2017)
    • CF29 Significant management (10 May 2012 to 9 Mar 2016)
    • CF28 Systems and controls (10 May 2012 to 6 Mar 2016)
  • Thomas Andrew Stirk

    IRN TXS03999

    • [PRA CF] Significant risk taker or Material risk taker (since 25 Mar 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.