Date authorised
1 April 2013
Companies House
01229676
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Exchequer Court
    33 St. Mary Axe
    London
    City Of London
    EC3A 8AA
    UNITED KINGDOM
    Phone
    +443332070290
  • Complaints Contact

    Exchequer Court
    33 St. Mary Axe
    London
    City Of London
    EC3A 8AA
    UNITED KINGDOM
    Phone
    +443332070290

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness, Suretyship

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Rich

    IRN PXR00240

    • [FCA CF] Significant management (18 Oct 2021 to 30 Jun 2023)
  • Pedro Bernardo Coimbra Fernandes

    IRN PBC01041

    • SMF2 Chief Finance (since 2 Mar 2022)
  • Penelope Elizabeth Reeves Reid

    IRN PER01055

    • CF1 Director (AR) (1 Jul 2013 to 1 May 2014)
  • Peter Dewey

    IRN PXD01781

    • SMF7 Group Entity Senior Manager (since 22 Feb 2019)
    • SMF1 Chief Executive (10 Dec 2018 to 10 Dec 2018)
    • SIMF1 Chief Executive Function (21 Apr 2016 to 9 Dec 2018)
  • Peter Hughes

    IRN PXH00438

    • [FCA CF] Significant management (since 24 Feb 2023)
  • Peter John Clark

    IRN PXC00004

    • [PRA CF] Significant risk taker or Material risk taker (23 Mar 2020 to 17 May 2022)
  • Peter John Paul Goddard

    IRN PJG01073

    • SMF10 Chair of the Risk Committee (since 5 Oct 2022)
    • Director of firm who is not a certification employee or a SMF manager (1 Apr 2022 to 25 Feb 2025)
  • Peter Jonathan Camp

    IRN PXC34606

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Oct 2019)
  • Peter Robert Nutting

    IRN PRN01013

    • CF2 Non Executive Director (1 Dec 2001 to 26 Nov 2003)
  • Reno Paul Daigle

    IRN RXD00202

    • SMF7 Group Entity Senior Manager (20 Jul 2021 to 28 Feb 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.