Date authorised
1 April 2013
Companies House
01229676
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Exchequer Court
    33 St. Mary Axe
    London
    City Of London
    EC3A 8AA
    UNITED KINGDOM
    Phone
    +443332070290
  • Complaints Contact

    Exchequer Court
    33 St. Mary Axe
    London
    City Of London
    EC3A 8AA
    UNITED KINGDOM
    Phone
    +443332070290

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness, Suretyship

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Georgina Claire Mackenzie

    IRN GXM34604

    • [FCA CF] Significant management (12 Nov 2019 to 31 Oct 2022)
  • Gordon Edward Bennett

    IRN GEB01079

    • SMF24 Chief Operations (22 Mar 2019 to 31 Oct 2019)
    • CF1 Director (18 Jul 2013 to 9 Dec 2018)
    • CF28 Systems and controls (10 May 2012 to 6 Mar 2016)
    • CF29 Significant management (10 May 2012 to 9 Mar 2016)
  • Graeme Peter Bass

    IRN GXB00565

    • [FCA CF] Significant management (since 1 May 2024)
  • Helen Louise Challis

    IRN HXL00024

    • SMF7 Group Entity Senior Manager (since 11 Mar 2021)
  • Ian Anthony Phillips

    IRN IAP01024

    • SMF20 Chief Actuary (10 Dec 2018 to 10 Oct 2025)
    • SIMF20 Chief Actuary Function (7 Mar 2016 to 9 Dec 2018)
    • CF29 Significant management (15 Jul 2013 to 6 Mar 2016)
  • James Antony Wiseman

    IRN JAW01299

    • CF1 Director (AR) (9 Aug 2013 to 11 May 2015)
  • Jeremy Edward Cadle

    IRN JEC01213

    • SMF7 Group Entity Senior Manager (since 22 Jan 2025)
    • SMF16 Compliance Oversight (19 Jan 2024 to 28 Aug 2024)
    • SMF7 Group Entity Senior Manager (22 Feb 2019 to 19 Jan 2024)
    • CF10 Compliance Oversight (1 Jun 2012 to 14 Sep 2017)
    • CF1 Director (16 Nov 2010 to 9 Dec 2018)
    • CF2 Non Executive Director (5 Jun 2007 to 9 Sep 2010)
  • Jillian Ellen Parker

    IRN JXP44150

    • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2020 to 30 Sep 2023)
    • [PRA CF] Key function holder (4 Jan 2020 to 31 Jul 2020)
  • Joanne Patricia Fox

    IRN JPF01054

    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 31 Dec 2022)
    • SIMF11 Chair of the Audit Committee (28 Feb 2017 to 9 Dec 2018)
  • John Anthony Levin

    IRN JAL01087

    • SIMF9 Chairman (7 Mar 2016 to 23 Jan 2017)
    • CF2 Non Executive Director (7 Jun 2007 to 6 Mar 2016)
    • CF1 Director (1 Dec 2001 to 26 Apr 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.