Date authorised
1 April 2013
Companies House
01229676
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Exchequer Court
    33 St. Mary Axe
    London
    City Of London
    EC3A 8AA
    UNITED KINGDOM
    Phone
    +443332070290
  • Complaints Contact

    Exchequer Court
    33 St. Mary Axe
    London
    City Of London
    EC3A 8AA
    UNITED KINGDOM
    Phone
    +443332070290

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness, Suretyship

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Paul Meier

    IRN JXM01337

    • SMF7 Group Entity Senior Manager (since 17 Apr 2023)
  • Judi Hoal

    IRN JXH01023

    • [FCA CF] Significant management (1 Dec 2022 to 31 Mar 2026)
  • Julian David McTiernan Millar

    IRN JXM00753

    • SMF24 Chief Operations (8 Jul 2022 to 31 May 2023)
    • SMF18 Other Overall Responsibility (28 Jun 2021 to 8 Jul 2022)
  • Julian Mark Griffiths

    IRN JMG01270

    • CF29 Significant management (29 Mar 2016 to 9 Dec 2018)
  • Karen Nance Powell

    IRN KXP00218

    • [FCA CF] Significant management (2 Aug 2021 to 19 Sep 2023)
  • Keith William Wardell

    IRN KWW01014

    • Responsible for Insurance Mediation (14 Jan 2005 to 9 Sep 2010)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 9 Sep 2010)
    • CF3 Chief Executive (1 Dec 2001 to 9 Sep 2010)
    • CF1 Director (1 Dec 2001 to 9 Sep 2010)
  • Kesavanee Govender

    IRN KXG00366

    • [FCA CF] Significant management (since 18 Mar 2025)
  • Kevin Patrick Horn

    IRN KPH01017

    • CF1 Director (1 Dec 2001 to 1 Feb 2005)
  • Kiran Babu Gollapudi

    IRN KXG35155

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 18 Nov 2025)
  • Kirenjit Dennehy

    IRN KXD01367

    • CF1 Director (AR) (1 Jul 2013 to 1 May 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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