James Antony Wiseman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Alternative Propositions Limited (no longer approved here)
FRN 602443
- CF1 Director (AR) (1 Jun 2017 to 13 Jun 2018)
Wiser Enterprises Limited (no longer approved here)
FRN 779581
- Employed By (1 Jun 2017 to 13 Jun 2018)
AmTrust Specialty Limited (no longer approved here)
FRN 202189
- CF1 Director (AR) (9 Aug 2013 to 11 May 2015)
Correlation Risk Partners Limited (no longer approved here)
FRN 439351
- CF1 Director (AR) (25 Aug 2009 to 26 Aug 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.