AMT Futures Limited

• Principal Place of Business

  Level 35

  110 Bishopsgate

  London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402074665665

  Web

  https://www.amtfutures.co.uk

• Complaints Contact

  Level 35

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402074665599

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Contract For Differences and Rolling Spot Forex.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Unable to hold financial instruments for own account unless it meets the "matched principal exemption conditions" in the FSA's Glossary of defined expressions used in the FSA's Handbook.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew James Woodford

  IRN MJW01466

  • [FCA CF] Material risk taker (since 27 Jan 2026)
  • [FCA CF] Significant management (since 27 Jan 2026)
  • [FCA CF] Client dealing (since 14 Oct 2025)
• Oliver Bales

  IRN OXB00162

  • [FCA CF] Client dealing (5 Jun 2024 to 26 Mar 2025)
• Paul Gerald Bromley

  IRN PGB01067

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Apr 2026)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Apr 2026)
  • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2026)
  • CF10 Compliance Oversight (2 Mar 2015 to 8 Dec 2019)
  • CF1 Director (2 Mar 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Mar 2015 to 8 Dec 2019)
  • CF10a CASS Oversight function (2 Mar 2015 to 8 Dec 2019)
• Peter John Barry

  IRN PJB01241

  • CF30 Customer (1 Nov 2007 to 20 May 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Piers Jonathan Donlan

  IRN DXP01356

  • CF21 Investment Adviser (13 Jun 2005 to 31 Oct 2006)
• Richard Allen Perry

  IRN RAP01220

  • [FCA CF] Functions requiring qualifications (21 Dec 2024 to 6 Mar 2026)
  • [FCA CF] Client dealing (19 May 2022 to 6 Mar 2026)
• Sebastian Blanco Olarte

  IRN SXB03835

  • [FCA CF] Client dealing (since 5 Jun 2024)
• Simon Carse

  IRN SXC01309

  • CF1 Director (1 Dec 2001 to 4 May 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 4 May 2004)
• Simon HANOUKA

  IRN SXH02953

  • [FCA CF] Client dealing (22 Jul 2022 to 22 Dec 2023)
• Simon Patrick Ball

  IRN SPB01083

  • CF21 Investment Adviser (14 Jul 2003 to 24 Sep 2004)

No changes recorded yet.