AMT Futures Limited

• Principal Place of Business

  Level 35

  110 Bishopsgate

  London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402074665665

  Web

  https://www.amtfutures.co.uk

• Complaints Contact

  Level 35

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402074665599

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Contract For Differences and Rolling Spot Forex.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Unable to hold financial instruments for own account unless it meets the "matched principal exemption conditions" in the FSA's Glossary of defined expressions used in the FSA's Handbook.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Sonny Kiernan

  IRN JSK01058

  • CF30 Customer (27 Apr 2009 to 21 Jul 2016)
• James William Land

  IRN JWL01033

  • CF2 Non Executive Director (1 Dec 2001 to 27 Jun 2017)
• John Alan Cassidy

  IRN JAC01177

  • CF30 Customer (1 Nov 2007 to 12 Aug 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• John Malcolm Harwood

  IRN JMH01357

  • CF30 Customer (14 Aug 2012 to 19 Aug 2015)
• John Michael Sullivan

  IRN JMS01177

  • [FCA CF] Significant management (1 Jan 2022 to 6 Jun 2022)
  • [FCA CF] Material risk taker (1 Jan 2022 to 6 Jun 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Karey Telo

  IRN KXT00397

  • [FCA CF] CASS oversight function (since 14 Jan 2026)
• Keith Antony Morse

  IRN KAM01137

  • CF30 Customer (1 Nov 2007 to 29 Nov 2008)
  • CF21 Investment Adviser (11 Jul 2007 to 31 Oct 2007)
• Leslie John Sibthorpe

  IRN LJS01053

  • CF21 Investment Adviser (1 Dec 2001 to 27 Oct 2006)
• Marie Caroline Arnold-Coleman

  IRN MCA01032

  • CF30 Customer (1 Nov 2007 to 12 Jul 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Martin Hugh Kevin Prentice

  IRN MHP01015

  • CF10a CASS Oversight function (1 Oct 2011 to 2 Mar 2015)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 2 Mar 2015)
  • CF1 Director (1 Dec 2001 to 15 Jan 2015)
  • CF10 Compliance Oversight (1 Dec 2001 to 2 Mar 2015)

No changes recorded yet.