Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10a CASS Oversight function (1 Oct 2011 to 2 Mar 2015)
- CF1 Director (1 Dec 2001 to 15 Jan 2015)
- CF10 Compliance Oversight (1 Dec 2001 to 2 Mar 2015)
- CF11 Money Laundering Reporting (1 Dec 2001 to 2 Mar 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.