AMT Futures Limited

• Principal Place of Business

  Level 35

  110 Bishopsgate

  London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402074665665

  Web

  https://www.amtfutures.co.uk

• Complaints Contact

  Level 35

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402074665599

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Contract For Differences and Rolling Spot Forex.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · Unable to hold financial instruments for own account unless it meets the "matched principal exemption conditions" in the FSA's Glossary of defined expressions used in the FSA's Handbook.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gareth William Roberts

  IRN GWR01034

  • [FCA CF] Client dealing (17 Nov 2023 to 1 Nov 2024)
• Geoffrey Charles Leacroft Rowan

  IRN GCR01021

  • CF2 Non Executive Director (1 Dec 2001 to 20 Apr 2015)
• George William Griffiths

  IRN GWG01025

  • [FCA CF] Significant management (since 5 Dec 2024)
  • [FCA CF] Client dealing (since 5 Dec 2024)
  • [FCA CF] Material risk taker (since 5 Dec 2024)
• Giles Pruen Robbins

  IRN GPR01048

  • CF2 Non Executive Director (17 Apr 2015 to 30 Jun 2016)
• Guy Rogi Southouse Cheyney

  IRN GRC01058

  • CF30 Customer (1 Nov 2007 to 12 Jan 2015)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Hamish Michie

  IRN HXM01310

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (17 Apr 2015 to 8 Dec 2019)
• Howard Jonathan West

  IRN HJW01032

  • CF21 Investment Adviser (1 Dec 2001 to 24 Sep 2002)
• Ian Radley

  IRN IXR01060

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (17 May 2005 to 31 Oct 2007)
• Ian Thurgood

  IRN IXT01028

  • [FCA CF] Significant management (2 Nov 2022 to 1 May 2025)
  • [FCA CF] Material risk taker (2 Nov 2022 to 1 May 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 6 Aug 2025)
  • CF30 Customer (18 Apr 2017 to 8 Dec 2019)
• James Hamilton Proudlock

  IRN JHP01060

  • [FCA CF] Client dealing (since 24 Apr 2025)
  • SMF3 Executive Director (since 3 Sep 2020)
  • SMF1 Chief Executive (since 3 Sep 2020)

No changes recorded yet.