Amius Limited

• Principal Place of Business

  55 Drury Lane

  4th Floor

  London

  WC2B 5SQ

  UNITED KINGDOM

  Phone

  +442072687700

  Web

  https://www.amius.com

• Complaints Contact

  55 Drury Lane

  4th Floor

  London

  WC2B 5SQ

  UNITED KINGDOM

  Phone

  +442072687818

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Matthias Peter Bormann

  IRN MPB01127

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 9 Mar 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Aug 2025)
  • CF10 Compliance Oversight (27 Nov 2019 to 8 Dec 2019)
  • CF28 Systems and controls (11 Sep 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (23 Sep 2015 to 4 Aug 2017)
  • CF1 Director (1 May 2014 to 8 Dec 2019)
• Max Alan Oliver

  IRN MAO01063

  • CF30 Customer (9 Sep 2010 to 18 Oct 2010)
• Max Christian Nord-Harper

  IRN MCN01041

  • [FCA CF] Manager of certification employee (since 7 Feb 2023)
  • [FCA CF] Client dealing (since 18 Aug 2022)
  • [FCA CF] Material risk taker (since 18 Aug 2022)
  • [FCA CF] Proprietary trader (since 18 Aug 2022)
• Maxwell Stewart Waters

  IRN MSW01162

  • CF30 Customer (3 Sep 2013 to 28 Jul 2016)
• Mehdi Alaoui Benhachem

  IRN MXA01916

  • CF30 Customer (14 Nov 2013 to 28 Feb 2014)
• Michael David Gladman Horridge

  IRN MDH01123

  • [FCA CF] Material risk taker (since 28 Aug 2024)
  • [FCA CF] Client dealing (since 28 Aug 2024)
• Mireia Masip Carcelen

  IRN MXM02861

  • CF30 Customer (13 Dec 2013 to 2 Jun 2015)
• Monica Jane Radley

  IRN MJR01370

  • [FCA CF] Proprietary trader (7 Sep 2023 to 18 Jun 2024)
  • [FCA CF] Material risk taker (7 Sep 2023 to 18 Jun 2024)
• Myriam Lam

  IRN MXL01914

  • CF30 Customer (20 Feb 2012 to 31 Aug 2012)
• Natalia Perelygina

  IRN NXP01404

  • CF30 Customer (1 Oct 2013 to 9 Jun 2015)

• Amius Futures LLC

  FRN 977272 · Appointed 12 Jun 2022

No changes recorded yet.