Matthias Peter Bormann

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Amius Limited
FRN 188130
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 9 Mar 2021)
- [FCA CF] Significant management (9 Dec 2019 to 1 Aug 2025)
- CF10 Compliance Oversight (27 Nov 2019 to 8 Dec 2019)
- CF28 Systems and controls (11 Sep 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (23 Sep 2015 to 4 Aug 2017)
- CF1 Director (1 May 2014 to 8 Dec 2019)
Standard Chartered Bank (no longer approved here)
FRN 114276
- CF26 Customer Trading (22 May 2007 to 31 Jul 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.