Amius Limited

• Principal Place of Business

  55 Drury Lane

  4th Floor

  London

  WC2B 5SQ

  UNITED KINGDOM

  Phone

  +442072687700

  Web

  https://www.amius.com

• Complaints Contact

  55 Drury Lane

  4th Floor

  London

  WC2B 5SQ

  UNITED KINGDOM

  Phone

  +442072687818

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Nathan Panon Desbassayns de Richemont

  IRN NXP01872

  • CF30 Customer (15 Mar 2017 to 15 Oct 2018)
• Nathan Tynan

  IRN NXT22449

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Aug 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 6 Aug 2021)
• Neil Heywood

  IRN NXH01140

  • CF21 Investment Adviser (7 Jul 2004 to 18 Apr 2006)
• Nguk-Lan Ng

  IRN NXN01200

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Aug 2025)
  • CF28 Systems and controls (11 Sep 2019 to 8 Dec 2019)
  • CF1 Director (27 Apr 2015 to 8 Dec 2019)
  • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
• Nicholas Peter Barclay

  IRN NPB01079

  • CF21 Investment Adviser (11 Sep 2006 to 21 Aug 2007)
• Nicholas Twigg

  IRN NXT01491

  • [FCA CF] Material risk taker (since 7 Dec 2023)
  • [FCA CF] Client dealing (since 18 Apr 2023)
  • CF30 Customer (6 Jun 2017 to 8 Dec 2019)
• Olivia Stringer

  IRN OXS00191

  • [FCA CF] Material risk taker (since 9 Feb 2025)
• Paul Charles Monk

  IRN PCM01069

  • CF30 Customer (1 Nov 2007 to 16 Aug 2011)
  • CF21 Investment Adviser (7 Apr 2003 to 31 Oct 2007)
• Paul Joseph Kemmer

  IRN PJK01072

  • CF30 Customer (1 Nov 2007 to 31 Jan 2008)
  • CF21 Investment Adviser (30 Jan 2004 to 31 Oct 2007)
• Peter Noel Aitken-Quack

  IRN PNA01014

  • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

• Amius Futures LLC

  FRN 977272 · Appointed 12 Jun 2022

No changes recorded yet.