Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Algorithmic trading (9 Mar 2023 to 24 Nov 2025)
- [FCA CF] Material risk taker (29 Mar 2022 to 24 Nov 2025)
- [FCA CF] Significant management (29 Mar 2022 to 24 Nov 2025)
- SMF16 Compliance Oversight (21 Jan 2022 to 31 Oct 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (21 Jan 2022 to 31 Oct 2024)
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- [FCA CF] Significant management (29 Mar 2022 to 21 Nov 2025)
- [FCA CF] Material risk taker (29 Mar 2022 to 21 Nov 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (21 Jan 2022 to 31 Oct 2024)
- SMF16 Compliance Oversight (21 Jan 2022 to 31 Oct 2024)
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- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Aug 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 6 Aug 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.