Amia Capital LLP

• Principal Place of Business

  Cleveland House

  33 King Street

  London

  SW1Y 6RJ

  UNITED KINGDOM

  Phone

  +442076189700

  Web

  https://www.amiacapital.com

• Complaints Contact

  Cleveland House

  33 King Street

  London

  SW1Y 6RJ

  UNITED KINGDOM

  Phone

  +442076189700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Peter Allem

  IRN PDA01067

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
  • CF4 Partner (22 May 2017 to 8 Dec 2019)
  • CF30 Customer (21 Apr 2017 to 8 Dec 2019)
• Petia Hall

  IRN PXH01969

  • SMF27 Partner (9 Dec 2019 to 22 Jul 2021)
  • CF4 Partner (22 May 2017 to 8 Dec 2019)
  • CF30 Customer (21 Apr 2017 to 8 Dec 2019)
• Pierre-Antoine Cousin

  IRN PPC01035

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2022)
  • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
• Rob Kitchen

  IRN RAK01041

  • [FCA CF] Material risk taker (2 Mar 2020 to 31 Mar 2024)
  • [FCA CF] Client dealing (2 Mar 2020 to 31 Mar 2024)
• Romain-Maurice-Charles Blanchard

  IRN RXB01580

  • [FCA CF] Material risk taker (since 1 Apr 2022)
  • [FCA CF] Client dealing (since 1 Apr 2022)
• Ronan Patrick Cantwell

  IRN RPC01042

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (21 Apr 2017 to 8 Dec 2019)
  • CF30 Customer (21 Apr 2017 to 8 Dec 2019)
• Stephen Stokes

  IRN SXS04778

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF10 Compliance Oversight (18 Jun 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (18 Jun 2018 to 8 Dec 2019)
• Thibaut Florin

  IRN TXF00212

  • [FCA CF] Material risk taker (since 29 Jul 2024)
  • [FCA CF] Client dealing (since 29 Jul 2024)

No changes recorded yet.