Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Amia Capital LLP (no longer approved here)

    FRN 766288

    • [FCA CF] Client dealing (2 Mar 2020 to 31 Mar 2024)
    • [FCA CF] Material risk taker (2 Mar 2020 to 31 Mar 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF29 Significant management (1 Nov 2007 to 21 May 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (22 Aug 2007 to 31 Oct 2007)
  • Swiss Re Capital Markets Limited (no longer approved here)

    FRN 187863

    • CF21 Investment Adviser (6 May 2003 to 31 Jan 2004)
    • CF26 Customer Trading (6 May 2003 to 31 Jan 2004)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.