Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (2 Mar 2020 to 31 Mar 2024)
- [FCA CF] Material risk taker (2 Mar 2020 to 31 Mar 2024)
-
- CF29 Significant management (1 Nov 2007 to 21 May 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (22 Aug 2007 to 31 Oct 2007)
-
- CF21 Investment Adviser (6 May 2003 to 31 Jan 2004)
- CF26 Customer Trading (6 May 2003 to 31 Jan 2004)
-
- CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.