Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
    • CF4 Partner (22 May 2017 to 8 Dec 2019)
    • CF30 Customer (21 Apr 2017 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (16 Sep 2010 to 10 Aug 2012)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (16 Sep 2010 to 10 Aug 2012)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF30 Customer (1 Nov 2007 to 2 Jun 2010)
    • CF21 Investment Adviser (26 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (31 Oct 2005 to 26 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.