Date authorised
1 April 2013
Companies House
OC311604
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Rex House
    4-12 Regent Street
    London
    SW1Y 4PE
    UNITED KINGDOM
    Phone
    +4402035421046
  • Complaints Contact

    Rex House
    4-12 Regent Street
    London
    SW1Y 4PE
    UNITED KINGDOM
    Phone
    +442035421046

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Stockbroking

    For Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Investment Setup

    For Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Manages Your Portfolio

    For Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anne Louise Rollett

    IRN ALR01040

    • CF30 Customer (1 Nov 2007 to 24 Apr 2019)
    • CF4 Partner (7 Dec 2005 to 24 Apr 2019)
    • CF27 Investment Management (7 Dec 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (7 Dec 2005 to 9 Apr 2019)
    • CF10 Compliance Oversight (7 Dec 2005 to 9 Apr 2019)
  • Charles Davies

    IRN CED00025

    • [FCA CF] Client dealing (since 3 Oct 2024)
  • Dray Robert Simpson

    IRN DRS01127

    • [FCA CF] Client dealing (29 May 2025 to 29 Jan 2026)
  • George Zois

    IRN GXZ01019

    • SMF27 Partner (since 14 May 2025)
    • [FCA CF] Client dealing (since 2 Oct 2024)
  • Graham John HARRIS

    IRN GJH01105

    • [FCA CF] Client dealing (18 Dec 2020 to 17 Apr 2026)
  • Gregorio Francisco Del Campo

    IRN GFD01009

    • [FCA CF] Client dealing (since 18 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (16 Jul 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (7 Dec 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (7 Dec 2005 to 31 Oct 2007)
    • CF4 Partner (7 Dec 2005 to 8 Dec 2019)
  • Helen Louise Walker

    IRN HLB01028

    • [FCA CF] Client dealing (since 18 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (14 Aug 2015 to 8 Dec 2019)
  • Javier Francisco Benavides

    IRN JIB01006

    • CF30 Customer (14 Jul 2015 to 25 Jan 2016)
  • Jordan W. Waring

    IRN JWW01112

    • CF30 Customer (19 Jun 2015 to 23 Dec 2015)
  • Paul Evans

    IRN PME01028

    • CF30 Customer (1 Nov 2007 to 17 Dec 2008)
    • CF26 Customer Trading (3 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Apr 2006 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.