Dray Robert Simpson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Amerro Asset Management LLP (no longer approved here)
FRN 434932
- [FCA CF] Client dealing (29 May 2025 to 29 Jan 2026)
VCUK FINANCIAL SERVICES LTD (no longer approved here)
FRN 460177
- [FCA CF] Client dealing (12 Dec 2022 to 21 May 2025)
Stifel Nicolaus Europe Limited (no longer approved here)
FRN 190412
- CF30 Customer (23 Mar 2016 to 5 Feb 2018)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (5 Mar 2015 to 30 Nov 2015)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (16 Jul 2013 to 26 Nov 2014)
ING Bank N.V. (no longer approved here)
FRN 124940
- CF30 Customer (1 Nov 2007 to 3 Apr 2009)
- CF21 Investment Adviser (12 Jan 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.