Date authorised
1 April 2013
Companies House
OC311604
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Rex House
    4-12 Regent Street
    London
    SW1Y 4PE
    UNITED KINGDOM
    Phone
    +4402035421046
  • Complaints Contact

    Rex House
    4-12 Regent Street
    London
    SW1Y 4PE
    UNITED KINGDOM
    Phone
    +442035421046

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Stockbroking

    For Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Investment Setup

    For Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Manages Your Portfolio

    For Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Russell Larry Varakuta

    IRN RXV01067

    • [FCA CF] Client dealing (since 18 Dec 2020)
    • CF30 Customer (5 Aug 2019 to 8 Dec 2019)
  • Thomas Edmund Sneed

    IRN TES01027

    • CF30 Customer (1 Nov 2007 to 24 Apr 2019)
    • CF26 Customer Trading (13 Jul 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (13 Jul 2006 to 31 Oct 2007)
  • Thomas Ray Byrne

    IRN TRB01023

    • CF30 Customer (11 Feb 2010 to 24 Apr 2019)
  • Vidal Jay Mehra

    IRN VJM01033

    • CF30 Customer (17 Jan 2013 to 26 Mar 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.