Amber Capital UK LLP

• Principal Place of Business

  Kent House

  14-17 Market Place

  London

  W1W 8AJ

  UNITED KINGDOM

  Phone

  +4402070794700

  Web

  http://www.ambercapital.com

• Complaints Contact

  14-17 Market Place

  Kent House

  London

  W1W 8AJ

  UNITED KINGDOM

  Phone

  +442070794774

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Amber Capital UK Holdings Ltd

  IRN XXA01076

  • CF4 Partner (13 Jul 2007 to 6 Dec 2019)
• Adam Barrington Pitt Miller

  IRN ABP01027

  • CF30 Customer (18 Jul 2013 to 9 Dec 2014)
• Alan Thomas Lyons

  IRN ATL01013

  • CF30 Customer (20 Jul 2015 to 30 Sep 2015)
• Arnaud Alix Daniel Marie Chandeze

  IRN AAC01065

  • CF30 Customer (1 Nov 2007 to 6 Mar 2009)
  • CF21 Investment Adviser (6 Aug 2007 to 31 Oct 2007)
  • CF26 Customer Trading (13 Jul 2007 to 31 Oct 2007)
• Basile Devedjian

  IRN BXD01315

  • CF30 Customer (15 Nov 2010 to 27 Sep 2013)
• Bernd Ondruch

  IRN BXO01027

  • CF30 Customer (6 Nov 2007 to 12 Apr 2011)
• Camilio Azzouz

  IRN CXA01624

  • SMF27 Partner (since 12 Apr 2021)
  • [FCA CF] Client dealing (since 12 Apr 2021)
  • [FCA CF] Material risk taker (25 Mar 2021 to 12 Apr 2021)
  • [FCA CF] Client dealing (25 Mar 2021 to 12 Apr 2021)
  • CF30 Customer (11 Oct 2016 to 8 Dec 2019)
• Didier Jacques Michael Rabattu

  IRN DJR01149

  • CF30 Customer (24 May 2010 to 14 Jun 2011)
  • CF4 Partner (24 May 2010 to 14 Jun 2011)
• Dominic O'Brien

  IRN DXO00071

  • SMF16 Compliance Oversight (since 1 Sep 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2022)
  • [FCA CF] Significant management (since 24 Mar 2021)
• Gary Simmons

  IRN GXS00609

  • [FCA CF] Client dealing (since 10 Jul 2023)

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