Alan Thomas Lyons

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MAKOR SECURITIES LONDON LTD (no longer approved here)
FRN 625054
- [FCA CF] Client dealing (9 Dec 2019 to 15 Oct 2024)
Mariana UFP LLP (no longer approved here)
FRN 551170
- CF30 Customer (1 May 2017 to 7 May 2019)
Amber Capital UK LLP (no longer approved here)
FRN 467505
- CF30 Customer (20 Jul 2015 to 30 Sep 2015)
Arrowgrass Capital Partners LLP (no longer approved here)
FRN 413647
- CF30 Customer (3 Sep 2009 to 10 Mar 2011)
- CF4 Partner (3 Sep 2009 to 10 Mar 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.