Amber Capital UK LLP

Date authorised
14 May 2012
Companies House
OC322586
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Kent House
    14-17 Market Place
    London
    W1W 8AJ
    UNITED KINGDOM
    Phone
    +4402070794700
    Web
    http://www.ambercapital.com

  • Complaints Contact

    14-17 Market Place
    Kent House
    London
    W1W 8AJ
    UNITED KINGDOM
    Phone
    +442070794774

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gilles Emile Andre Fretigne

    IRN GXF01087

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2021)
    • SMF27 Partner (9 Dec 2019 to 31 Jan 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Jul 2007 to 8 Dec 2019)
    • CF4 Partner (13 Jul 2007 to 8 Dec 2019)
    • CF3 Chief Executive (13 Jul 2007 to 8 Jul 2019)
    • CF21 Investment Adviser (13 Jul 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (13 Jul 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (13 Jul 2007 to 31 Oct 2007)
  • Giorgia Pozzoli

    IRN GXP01508

    • CF30 Customer (1 Aug 2016 to 8 Dec 2019)
  • Giuseppe Di Mino

    IRN GXD01234

    • CF30 Customer (6 Jan 2017 to 8 Dec 2019)
  • Iacopo Dalu

    IRN IXD01211

    • CF30 Customer (10 Jul 2013 to 31 May 2016)
  • Isabelle Mattarella

    IRN IXM01266

    • CF30 Customer (18 Dec 2014 to 23 Mar 2016)
  • Jose De La Rosa

    IRN JXD01705

    • SMF27 Partner (9 Dec 2019 to 31 Dec 2020)
    • CF4 Partner (26 Feb 2016 to 8 Dec 2019)
    • CF30 Customer (14 Oct 2009 to 8 Dec 2019)
  • Joseph Marie Oughourlian

    IRN JMO01096

    • [FCA CF] Client dealing (since 24 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Jul 2012 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2012 to 8 Dec 2019)
  • Joy Joseph Abi Saab

    IRN JJA01040

    • CF30 Customer (10 Feb 2010 to 30 Apr 2015)
  • Lillian Starke Lara

    IRN LXS70685

    • [FCA CF] Client dealing (9 Nov 2021 to 5 Jul 2024)
  • Luca Artesani

    IRN LXA01488

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Jul 2021 to 19 Apr 2022)
    • SMF16 Compliance Oversight (9 Jul 2021 to 19 Apr 2022)
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Recent activity

Updates to this firm's record on the FCA register.

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