Ambac Assurance UK Limited

Date authorised
1 April 2013
Companies House
03248674
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    Ambac Assurance UK Ltd, 48-54 Moorgate
    London
    City Of London
    EC2R 6EJ
    UNITED KINGDOM
    Phone
    +4402077864300
    Web
    https://www.ambac.com

  • Complaints Contact

    Ambac Assurance UK Ltd
    48-54 Moorgate
    London
    City Of London
    EC2R 6EJ
    UNITED KINGDOM
    Phone
    +4402077864300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Credit, Miscellaneous financial loss, Suretyship

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

  • Issues Insurance

    For All, Credit, Miscellaneous financial loss, Suretyship

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Ronald Larwood

    IRN DRL01024

    • CF2 Non Executive Director (27 Jul 2009 to 10 Dec 2009)
    • CF1 Director (1 Dec 2001 to 27 Jul 2009)
  • David Trick

    IRN DXT01656

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 29 Sep 2025)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (23 Sep 2015 to 6 Mar 2016)
  • David William Wallis

    IRN DWW01038

    • CF1 Director (1 Dec 2001 to 17 Oct 2008)
  • Diana Newman Adams

    IRN DNA01017

    • CF1 Director (7 Oct 2008 to 8 Sep 2011)
  • Douglas Carrington Renfield-Miller

    IRN DCR01056

    • CF1 Director (21 Apr 2005 to 23 Sep 2009)
    • CF3 Chief Executive (21 Apr 2005 to 23 Sep 2008)
    • CF8 Apportionment and Oversight (21 Apr 2005 to 23 Sep 2008)
    • Responsible for Insurance Mediation (21 Apr 2005 to 23 Sep 2009)
  • George David Wilkinson

    IRN GXW00248

    • SMF16 Compliance Oversight (since 31 Mar 2026)
  • Hugh John Boyle

    IRN HJB01071

    • SMF10 Chair of the Risk Committee (since 21 Mar 2019)
    • SMF11 Chair of the Audit Committee (since 21 Mar 2019)
  • Ian Marcus Dixon

    IRN IMD01030

    • CF3 Chief Executive (1 Oct 2008 to 28 May 2010)
    • CF8 Apportionment and Oversight (1 Oct 2008 to 28 May 2010)
    • Responsible for Insurance Mediation (1 Oct 2008 to 28 May 2010)
    • CF1 Director (4 Oct 2005 to 28 May 2010)
  • John Drapeau Tifft

    IRN JDT01063

    • SMF1 Chief Executive (10 Dec 2018 to 31 Mar 2020)
    • SMF3 Executive Director (10 Dec 2018 to 31 Mar 2020)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (4 Jun 2010 to 9 Dec 2018)
    • CF3 Chief Executive (4 Jun 2010 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (4 Jun 2010 to 6 Mar 2016)
    • CF29 Significant management (23 Feb 2010 to 4 Jun 2010)
  • John Wyatt Uhlein III

    IRN JWU01001

    • Responsible for Insurance Mediation (14 Jan 2005 to 31 May 2005)
    • CF1 Director (1 Dec 2001 to 23 Sep 2008)
    • CF3 Chief Executive (1 Dec 2001 to 11 Apr 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 11 Apr 2005)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.