Ambac Assurance UK Limited

• Principal Place of Business

  5th Floor

  Ambac Assurance UK Ltd, 48-54 Moorgate

  London

  City Of London

  EC2R 6EJ

  UNITED KINGDOM

  Phone

  +4402077864300

  Web

  https://www.ambac.com

• Complaints Contact

  Ambac Assurance UK Ltd

  48-54 Moorgate

  London

  City Of London

  EC2R 6EJ

  UNITED KINGDOM

  Phone

  +4402077864300

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Credit, Miscellaneous financial loss, Suretyship

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Issues Insurance

  For All, Credit, Miscellaneous financial loss, Suretyship

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Jonathan Prestwich Scott

  IRN JPS01134

  • SIMF9 Chairman (7 Mar 2016 to 11 May 2017)
  • CF2 Non Executive Director (29 Jun 2007 to 6 Mar 2016)
• Kenneth Harold Davies

  IRN KHD01002

  • SMF10 Chair of the Risk Committee (10 Dec 2018 to 28 Mar 2019)
  • SMF11 Chair of the Audit Committee (10 Dec 2018 to 28 Mar 2019)
  • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
  • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
  • CF2 Non Executive Director (6 Jul 2009 to 6 Mar 2016)
• Mark Dodson

  IRN MXD01880

  • SMF23 Chief Underwriting Officer (10 Dec 2018 to 31 Mar 2020)
  • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 9 Dec 2018)
  • CF29 Significant management (21 Apr 2010 to 6 Mar 2016)
• Martin Roberts

  IRN MXR01281

  • CF2 Non Executive Director (1 Dec 2001 to 11 Dec 2007)
• Miguel Antonio Sánchez

  IRN MAS01455

  • SMF16 Compliance Oversight (10 Dec 2018 to 1 Apr 2026)
  • SMF4 Chief Risk (10 Dec 2018 to 1 Apr 2026)
  • SMF5 Head of Internal Audit (10 Dec 2018 to 1 Apr 2026)
  • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
  • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
  • CF28 Systems and controls (10 Dec 2015 to 6 Mar 2016)
  • CF10 Compliance Oversight (12 Oct 2015 to 9 Dec 2018)
  • CF29 Significant management (9 Jun 2010 to 9 Dec 2018)
• Peter Russell Poillon

  IRN PRP01063

  • CF1 Director (16 Oct 2009 to 13 Aug 2010)
• Robert Bryan Eisman

  IRN RBE01013

  • CF1 Director (13 Oct 2010 to 24 Sep 2015)
• Robert Gerard Donovan

  IRN RGD01072

  • CF1 Director (22 Jan 2009 to 13 Aug 2010)
• Robert John Genader

  IRN RJG01080

  • CF1 Director (1 Dec 2001 to 16 Jan 2008)
• William Moray Newton Fall

  IRN WMF01006

  • SMF9 Chair of the Governing Body (since 13 May 2020)

No changes recorded yet.