Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF5 Head of Internal Audit (10 Dec 2018 to 1 Apr 2026)
- SMF16 Compliance Oversight (10 Dec 2018 to 1 Apr 2026)
- SMF4 Chief Risk (10 Dec 2018 to 1 Apr 2026)
- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
- SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
- CF28 Systems and controls (10 Dec 2015 to 6 Mar 2016)
- CF10 Compliance Oversight (12 Oct 2015 to 9 Dec 2018)
- CF29 Significant management (9 Jun 2010 to 9 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.