Ambac Assurance UK Limited

• Principal Place of Business

  5th Floor

  Ambac Assurance UK Ltd, 48-54 Moorgate

  London

  City Of London

  EC2R 6EJ

  UNITED KINGDOM

  Phone

  +4402077864300

  Web

  https://www.ambac.com

• Complaints Contact

  Ambac Assurance UK Ltd

  48-54 Moorgate

  London

  City Of London

  EC2R 6EJ

  UNITED KINGDOM

  Phone

  +4402077864300

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Credit, Miscellaneous financial loss, Suretyship

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Issues Insurance

  For All, Credit, Miscellaneous financial loss, Suretyship

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Alan Trond Dee

  IRN ATD01006

  • SMF1 Chief Executive (since 23 Apr 2020)
  • SMF2 Chief Finance (10 Dec 2018 to 1 Apr 2021)
  • SMF20 Chief Actuary (10 Dec 2018 to 1 Apr 2021)
  • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
  • SIMF20 Chief Actuary Function (7 Mar 2016 to 9 Dec 2018)
  • CF29 Significant management (12 Apr 2012 to 6 Mar 2016)
  • CF28 Systems and controls (12 Apr 2012 to 6 Mar 2016)
• Andrew Douce

  IRN AXD00354

  • SMF2 Chief Finance (since 7 Jul 2021)
  • SMF20 Chief Actuary (since 7 Jul 2021)
• Andrew Lucas Kuyk

  IRN ALK01050

  • CF1 Director (18 Dec 2009 to 13 Aug 2010)
• Ann Louise Minford

  IRN ALM01044

  • CF28 Systems and controls (7 Apr 2009 to 21 Dec 2011)
  • CF29 Significant management (7 Apr 2009 to 21 Dec 2011)
• Anthony James McMahon

  IRN AJM01223

  • SMF9 Chair of the Governing Body (10 Dec 2018 to 31 Mar 2020)
  • SIMF9 Chairman (26 Jun 2017 to 9 Dec 2018)
  • CF2 Non Executive Director (25 Mar 2011 to 6 Mar 2016)
• Anthony Stephen Lowe

  IRN ASL01054

  • CF2 Non Executive Director (4 Apr 2008 to 23 Mar 2011)
• Benjamin Robert Loomes

  IRN BRL01021

  • Director of firm who is not a certification employee or a SMF manager (since 2 Dec 2019)
• Cathleen Matanle

  IRN CXM01887

  • CF1 Director (11 Nov 2008 to 4 Dec 2009)
• David Glyn George

  IRN DXG27927

  • SMF23 Chief Underwriting Officer (since 23 Apr 2020)
• David Peter Barranco

  IRN DPB01120

  • SMF4 Chief Risk (since 31 Mar 2026)
  • SMF7 Group Entity Senior Manager (since 10 Dec 2018)
  • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
  • CF1 Director (9 Sep 2011 to 6 Mar 2016)

No changes recorded yet.