Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ambac Assurance UK Limited
FRN 202924
- SMF10 Chair of the Risk Committee (since 21 Mar 2019)
- SMF11 Chair of the Audit Committee (since 21 Mar 2019)
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- Director of firm who is not a certification employee or a SMF manager (25 Jan 2023 to 1 Jan 2024)
- Responsible for Insurance Distribution (22 Jan 2021 to 12 Jan 2023)
- SMF29 Limited scope function (limited scope SMCR firms only) (22 Jan 2021 to 12 Jan 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.