Amati Global Investors Limited

• Principal Place of Business

  8 Coates Crescent

  Edinburgh

  Midlothian

  EH3 7AL

  UNITED KINGDOM

  Phone

  +4401315039100

  Web

  https://www.amatiglobal.com

• Complaints Contact

  8 Coates Crescent

  Edinburgh

  Midlothian

  EH3 7AL

  UNITED KINGDOM

  Phone

  +4401315039100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Richard Lawrie Hope

  IRN RLH01034

  • CF27 Investment Management (31 Mar 2004 to 13 Jun 2007)
• Richard Mark Taylor

  IRN RMT01065

  • CF30 Customer (15 Jan 2009 to 21 Jan 2010)
  • CF1 Director (16 Feb 2004 to 10 Oct 2007)
• Robert Henry Moffett Chaplin

  IRN RHC01013

  • CF30 Customer (1 Nov 2007 to 30 Nov 2009)
  • CF28 Systems and controls (1 Nov 2007 to 30 Nov 2009)
  • CF14 Risk Assessment (29 Apr 2004 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (10 Jul 2003 to 31 Oct 2007)
  • CF1 Director (3 Jul 2003 to 30 Nov 2009)
  • CF3 Chief Executive (3 Jul 2003 to 30 Nov 2009)
  • CF10 Compliance Oversight (3 Jul 2003 to 10 Jul 2003)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF2 Non Executive Director (1 Dec 2001 to 3 Jul 2003)
• Rory William Christie

  IRN RWC01065

  • CF2 Non Executive Director (17 Dec 2003 to 3 Apr 2006)
  • CF1 Director (19 Sep 2002 to 17 Dec 2003)
  • CF23 Corporate Finance Adviser (16 Sep 2002 to 21 Nov 2006)
• Rupert Angus MacPherson

  IRN RAM01204

  • CF1 Director (15 Feb 2007 to 8 Feb 2010)
• Ruth Duguid

  IRN RXD00419

  • [FCA CF] Client dealing (since 1 Aug 2023)
• Sandra Jane Hope

  IRN SJH01249

  • CF30 Customer (8 Jan 2009 to 21 Jan 2010)
• Scott McKenzie

  IRN SXM01385

  • [FCA CF] Material risk taker (1 Apr 2021 to 31 Dec 2025)
  • [FCA CF] Client dealing (1 Apr 2021 to 31 Dec 2025)
• Shane Swynfen Jervis Elliott

  IRN SXE01156

  • CF30 Customer (1 Nov 2007 to 25 Jul 2008)
  • CF21 Investment Adviser (18 Apr 2006 to 31 Oct 2007)
• Simon John Gibson

  IRN SJG00009

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Jan 2024)
  • CF2 Non Executive Director (19 May 2017 to 8 Dec 2019)

• Jconsult (Europe) Ltd (no longer appointed)

  FRN 563636 · Appointed 1 Sep 2011 · Until 13 Jan 2014

• Highland Capital Partners Limited (no longer appointed)

  FRN 563535 · Appointed 31 Aug 2011 · Until 24 Apr 2014

No changes recorded yet.