Date authorised
1 April 2013
Companies House
00156938
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 35 110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +442076264521
  • Complaints Contact

    Level 35 110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +442076264521

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Malcolm Keith Culley

    IRN MKC01012

    • CF30 Customer (1 Nov 2007 to 16 Feb 2009)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Mark George Robert Hamblin

    IRN MGH01086

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Oct 2021)
    • CF30 Customer (1 Jun 2012 to 8 Dec 2019)
  • Mark William Matthew Langran

    IRN MWL01017

    • CF30 Customer (11 Oct 2017 to 2 Dec 2021)
    • CF1 Director (AR) (11 Oct 2017 to 2 Dec 2021)
    • CF3 Chief Executive (AR) (11 Oct 2017 to 2 Dec 2021)
  • Marta Michalska

    IRN MXM02090

    • [FCA CF] Client dealing (since 19 Feb 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Dec 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (24 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Sep 2005 to 24 Oct 2006)
  • Martin John Dulake

    IRN MJD01228

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2022)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 29 Apr 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (22 Sep 2006 to 31 Oct 2007)
    • CF26 Customer Trading (22 Sep 2006 to 31 Oct 2007)
  • Mathew Humphrey

    IRN MAH01202

    • CF22 Investment Adviser (Trainee) (7 Jul 2005 to 7 Dec 2005)
  • Matthew James Collis

    IRN MJC01476

    • [FCA CF] Proprietary trader (since 12 Sep 2025)
    • SMF1 Chief Executive (since 27 Nov 2024)
    • SMF3 Executive Director (since 27 Nov 2024)
  • Maximilian Frankie Saul

    IRN MXS05276

    • [FCA CF] Client dealing (since 2 Apr 2025)
  • Michael Anthony Griffin

    IRN MAG01068

    • CF30 Customer (1 Nov 2007 to 5 Oct 2017)
    • CF21 Investment Adviser (22 Sep 2004 to 31 Oct 2007)
  • Michael Benjamin Price

    IRN MXP01606

    • CF26 Customer Trading (14 Jun 2006 to 2 May 2007)
    • CF21 Investment Adviser (18 Jan 2005 to 2 May 2007)
    • CF22 Investment Adviser (Trainee) (19 Nov 2004 to 18 Jan 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.