Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • [FCA CF] Client dealing (7 Mar 2016 to 30 Jun 2020)
    • CF30 Customer (25 Jun 2012 to 6 Mar 2016)
    • CF21 Investment Adviser (18 May 2007 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (22 Apr 2010 to 28 Mar 2012)
  • AMALGAMATED METAL TRADING LIMITED (no longer approved here)

    FRN 113946

    • CF26 Customer Trading (14 Jun 2006 to 2 May 2007)
    • CF21 Investment Adviser (18 Jan 2005 to 2 May 2007)
    • CF22 Investment Adviser (Trainee) (19 Nov 2004 to 18 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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