AlTi Wealth Management (UK) Limited

• Principal Place of Business

  AlTi Tiedemann Global

  Level 5 Nova North

  11 Bressenden Place

  London

  SW1E 5BY

  UNITED KINGDOM

  Phone

  +442071951400

  Web

  https://alti-global.com

• Complaints Contact

  Level 5 Nova North

  11 Bressenden Place

  London

  SW1E 5BY

  UNITED KINGDOM

  Phone

  +442071951400

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sophie de Meyer

  IRN SXA02060

  • CF11 Money Laundering Reporting (16 Aug 2011 to 23 May 2012)
  • CF30 Customer (5 Jul 2011 to 23 May 2012)
• Soroosh Shambayati

  IRN SXS01498

  • CF1 Director (7 Mar 2016 to 3 Sep 2018)
• Stephanie Ritson

  IRN SXR00332

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Apr 2022)
• Susan Jane Hillier

  IRN SJH01310

  • CF30 Customer (18 Apr 2011 to 8 Feb 2012)
  • CF10 Compliance Oversight (18 Apr 2011 to 24 Aug 2011)
  • CF1 Director (18 Apr 2011 to 12 Nov 2011)
• Thomas Joseph Prusinski

  IRN TJP01153

  • 14. Managing investments
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 18 Jun 2024)
  • [FCA CF] Client dealing (since 18 Jun 2024)
• Tomas Silveira Botelho de Sousa Gorgulho

  IRN TSS01039

  • [FCA CF] Functions requiring qualifications (23 Sep 2024 to 2 Jun 2025)
  • [FCA CF] Manager of certification employee (23 Feb 2023 to 1 Apr 2025)
  • [FCA CF] Client dealing (15 Sep 2022 to 2 Jun 2025)
  • CF30 Customer (12 Aug 2020 to 16 May 2024)
  • CF1 Director (AR) (12 Aug 2020 to 16 May 2024)
• Viktoriya Psareva

  IRN VXP01406

  • [FCA CF] Client dealing (1 Jul 2024 to 30 Jun 2025)
• Yousif Banayoti

  IRN YXB01022

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Oct 2021)
  • CF30 Customer (25 Jul 2019 to 8 Dec 2019)

• Pointwise Partners Limited (no longer appointed)

  FRN 930124 · Appointed 17 Jul 2020 · Until 20 May 2024

• LJ Africa Advisors Limited (no longer appointed)

  FRN 732570 · Appointed 22 Jan 2016 · Until 17 Feb 2016

• Qlab Invest Limited (no longer appointed)

  FRN 524736 · Appointed 9 Jun 2011 · Until 4 Aug 2011

• LJ Capital Management Ltd (no longer appointed)

  FRN 512095 · Appointed 2 Jun 2011 · Until 25 Jul 2013

No changes recorded yet.