AlTi RE Limited

Date authorised
22 May 2013
Companies House
06931299
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Matthew Mawhinney and David Philip Soden
    TENEO FINANCIAL ADVISORY LTD
    The Colmore Building
    20 COLMORE CIRCUS
    Birmingham
    B4 6AT
    UNITED KINGDOM
    Phone
    +441216100120

  • Complaints Contact

    C/O TENEO FINANCIAL ADVISORY LIMITED
    The Colmore Building
    20 Colmore Circus Queensway
    Birmingham
    B4 6AT
    UNITED KINGDOM
    Phone
    +441216100120

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm's permission to advise retail clients is limited to corporate finance business.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Alexander Glynn Davies

    IRN JAD01146

    • CF1 Director (AR) (10 Aug 2018 to 3 Feb 2020)
    • CF3 Chief Executive (AR) (10 Aug 2018 to 3 Feb 2020)
    • CF30 Customer (10 Aug 2018 to 3 Feb 2020)
  • John Franco Genovese

    IRN JFG01046

    • CF30 Customer (16 Jun 2015 to 13 Apr 2017)
  • John White

    IRN JXW02513

    • CF1 Director (AR) (1 Feb 2016 to 1 Aug 2023)
  • Jonathan Philip Pryce Goodwin

    IRN JPG01063

    • CF1 Director (AR) (1 Mar 2019 to 18 May 2023)
    • CF30 Customer (13 Dec 2018 to 18 May 2023)
  • Jonathan Richard Elkington

    IRN JRE01049

    • [FCA CF] Client dealing (9 Dec 2019 to 11 May 2023)
    • SMF3 Executive Director (9 Dec 2019 to 11 May 2023)
    • CF1 Director (AR) (22 Mar 2016 to 11 May 2023)
    • CF30 Customer (22 May 2013 to 11 May 2023)
    • CF1 Director (22 May 2013 to 8 Dec 2019)
  • Julian Charles Desmond Culhane

    IRN JCC01104

    • CF1 Director (AR) (1 Mar 2019 to 17 May 2024)
    • CF30 Customer (20 Dec 2018 to 17 May 2024)
  • Karen Suzanne O'Mahony

    IRN KSO01002

    • CF30 Customer (21 Aug 2014 to 21 Oct 2014)
  • Kenneth Johan Costa

    IRN KJC01043

    • CF1 Director (AR) (6 Nov 2018 to 6 Sep 2023)
    • CF30 Customer (17 Nov 2017 to 6 Sep 2023)
  • Lars Gaertner

    IRN LXG01277

    • CF30 Customer (23 May 2016 to 7 Oct 2016)
  • Lee Simpson

    IRN LJS01087

    • CF30 Customer (18 Dec 2019 to 3 Feb 2020)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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