AlTi RE Limited

Date authorised
22 May 2013
Companies House
06931299
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Matthew Mawhinney and David Philip Soden
    TENEO FINANCIAL ADVISORY LTD
    The Colmore Building
    20 COLMORE CIRCUS
    Birmingham
    B4 6AT
    UNITED KINGDOM
    Phone
    +441216100120

  • Complaints Contact

    C/O TENEO FINANCIAL ADVISORY LIMITED
    The Colmore Building
    20 Colmore Circus Queensway
    Birmingham
    B4 6AT
    UNITED KINGDOM
    Phone
    +441216100120

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm's permission to advise retail clients is limited to corporate finance business.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ronald Leslie Randall

    IRN RXR08276

    • CF2 Non Executive Director (AR) (13 Nov 2018 to 3 Feb 2020)
  • Ruzhen Li

    IRN RXL01417

    • CF30 Customer (22 May 2013 to 3 Jun 2013)
  • Samuel Michael Lawson Johnston

    IRN SML01142

    • CF1 Director (AR) (18 Jan 2016 to 14 Jan 2019)
    • CF30 Customer (23 Apr 2015 to 14 Jan 2019)
  • Santiago Carlos Corral Escribano

    IRN SXC01286

    • CF4 Partner (AR) (24 May 2016 to 7 Oct 2016)
    • CF3 Chief Executive (AR) (24 May 2016 to 7 Oct 2016)
    • CF30 Customer (24 May 2016 to 7 Oct 2016)
  • Sergey Mosesov

    IRN SXM03758

    • CF30 Customer (29 Sep 2015 to 8 Dec 2019)
  • Simon James Haarer

    IRN SXH91426

    • CF30 Customer (21 Aug 2020 to 23 May 2023)
  • Simon Lee

    IRN SXL01558

    • SMF3 Executive Director (24 Mar 2020 to 21 Feb 2023)
    • CF3 Chief Executive (AR) (13 Jul 2016 to 1 Aug 2023)
    • CF1 Director (AR) (20 Sep 2013 to 1 Aug 2023)
    • CF30 Customer (10 Sep 2013 to 1 Aug 2023)
  • Simon Philip Berrill

    IRN SPB01122

    • CF30 Customer (13 May 2016 to 23 Oct 2017)
  • Simone Asser

    IRN SRA01043

    • [FCA CF] Client dealing (17 Jul 2023 to 18 Mar 2024)
    • CF1 Director (AR) (27 Jan 2023 to 27 Nov 2023)
    • CF30 Customer (27 Jan 2023 to 4 Mar 2024)
    • SMF3 Executive Director (28 Apr 2022 to 15 Mar 2024)
  • Sophie Alice Rowney

    IRN SAR01215

    • SMF3 Executive Director (9 Dec 2019 to 20 Sep 2022)
    • CF1 Director (AR) (27 Apr 2016 to 20 Sep 2022)
    • CF1 Director (25 Feb 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 May 2013 to 5 Jan 2017)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.