Simon Lee

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Alvarium Fund Managers (UK) Limited (no longer approved here)
FRN 751355
- CF1 Director (AR) (4 Feb 2022 to 6 Mar 2024)
- CF30 Customer (4 Feb 2022 to 6 Mar 2024)
- CF3 Chief Executive (AR) (4 Feb 2022 to 6 Mar 2024)
AlTi RE Limited (no longer approved here)
FRN 582903
- SMF3 Executive Director (24 Mar 2020 to 21 Feb 2023)
- CF3 Chief Executive (AR) (13 Jul 2016 to 1 Aug 2023)
- CF1 Director (AR) (20 Sep 2013 to 1 Aug 2023)
- CF30 Customer (10 Sep 2013 to 1 Aug 2023)
Social Housing Income Advisors Limited (no longer approved here)
FRN 815126
- (4)Employed By (2 Aug 2018 to 6 Mar 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.