Simone Asser

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AlTi RE Limited (no longer approved here)
FRN 582903
- [FCA CF] Client dealing (17 Jul 2023 to 18 Mar 2024)
- CF1 Director (AR) (27 Jan 2023 to 27 Nov 2023)
- CF30 Customer (27 Jan 2023 to 4 Mar 2024)
- SMF3 Executive Director (28 Apr 2022 to 15 Mar 2024)
Pradera Europe Limited (no longer approved here)
FRN 766068
- (5)Employed By (8 Dec 2016 to 4 Mar 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.