AlTi RE Limited

• Principal Place of Business

  Matthew Mawhinney and David Philip Soden

  TENEO FINANCIAL ADVISORY LTD

  The Colmore Building

  20 COLMORE CIRCUS

  Birmingham

  B4 6AT

  UNITED KINGDOM

  Phone

  +441216100120

• Complaints Contact

  C/O TENEO FINANCIAL ADVISORY LIMITED

  The Colmore Building

  20 Colmore Circus Queensway

  Birmingham

  B4 6AT

  UNITED KINGDOM

  Phone

  +441216100120

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm's permission to advise retail clients is limited to corporate finance business.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Sophie de Meyer

  IRN SXA02060

  • CF10 Compliance Oversight (22 May 2013 to 5 Jun 2013)
• Soroosh Shambayati

  IRN SXS01498

  • CF1 Director (7 Mar 2016 to 3 Sep 2018)
  • CF30 Customer (22 May 2013 to 8 Dec 2019)
• Stephen John Patrick O'Kane

  IRN SXO00216

  • [FCA CF] Client dealing (3 Aug 2023 to 31 Jul 2025)
• Steve Omanyondo

  IRN SXO00154

  • [FCA CF] Client dealing (6 Apr 2022 to 15 May 2023)
• Svetlana Lomovtseva

  IRN SXL01870

  • CF1 Director (AR) (19 Sep 2018 to 15 Feb 2019)
  • CF1 Director (16 Jul 2018 to 15 Feb 2019)
  • CF30 Customer (25 Jul 2013 to 1 May 2019)
• Tara Simone Haig

  IRN TXH12283

  • CF1 Director (AR) (7 Mar 2019 to 2 Mar 2020)
• Tessa Douglas Pilkington

  IRN TDP01027

  • CF1 Director (AR) (5 Jun 2023 to 24 Apr 2024)
  • CF30 Customer (12 Jan 2023 to 24 Apr 2024)
• Tony Randall

  IRN TXR01325

  • CF2 Non Executive Director (AR) (7 Dec 2018 to 3 Feb 2020)
• Tracy Dean Benjamin

  IRN TDB01020

  • CF30 Customer (12 Sep 2013 to 19 Jun 2017)
  • CF1 Director (AR) (12 Sep 2013 to 19 Jun 2017)
• William Arrington Kitchin

  IRN WAK00012

  • CF30 Customer (30 Sep 2016 to 17 Aug 2018)

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No changes recorded yet.